Andrew Spence Holmes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Lewisville, NC
• 11/2016 → 02/2018
  Wells Fargo Clearing Services, Llc
  Lewisville, NC
• 02/2018 → Present
  Ftb Advisors
  Winston-Salem, NC
• 08/2025 → Present
  Lpl Financial Llc
  Winston Salem, NC

Previous Registrations

• 2018-02-20 → 2025-08-21
  First Horizon Advisors, Inc.
  Winston Salem, NC
  Winston Salem, NC
• 2009-04-23 → 2018-02-08
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Atlanta, GA
  Wilkesboro, NC
  King, NC
  Savannah, GA
  Greenville, SC
  Asheville, NC
  Cornelius, NC
  Charlotte, NC
  Salisbury, NC
  Yadkinville, NC
  Lewisville, NC
  Winston Salem, NC
  Winston Salem, NC
  Thomasville, NC
  Winston Salem, NC
  Charlotte, NC

Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-22
• S63 Uniform Securities Agent State Law Examination
  2008-05-22