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Andrew Spence Holmes

LPl Financial LLC

Winston Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21

Branch Locations

500 W. 5Th Street Ste 1320, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lewisville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lewisville NC 11/2016 02/2018
Ftb Advisors Winston-Salem NC 02/2018 Present
Lpl Financial Llc Winston Salem NC 08/2025 Present
Previous Registrations
  • 2018-02-20 → 2025-08-21
    First Horizon Advisors, Inc.
    Winston Salem, NC
    Winston Salem, NC
  • 2009-04-23 → 2018-02-08
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
    Atlanta, GA
    Wilkesboro, NC
    King, NC
    Savannah, GA
    Greenville, SC
    Asheville, NC
    Cornelius, NC
    Charlotte, NC
    Salisbury, NC
    Yadkinville, NC
    Lewisville, NC
    Winston Salem, NC
    Winston Salem, NC
    Thomasville, NC
    Winston Salem, NC
    Charlotte, NC
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-22
S63 Uniform Securities Agent State Law Examination 2008-05-22
  • S65 Uniform Investment Adviser Law Examination
    2009-04-22
  • S63 Uniform Securities Agent State Law Examination
    2008-05-22

View on SEC IAPD

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Other Investors

JASON PAUL STERN
RYAN EDWARD BEAUDRY
CARLA WICKLINE THRASHER
Christie B Severino
TRACY CLINTON DUNCAN
Anthony Guy Diffenbaugh
Jodie Nicole Baker
LAURA ELAINE BANASIEWICZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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