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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Wealth Management, Llc | Topeka | KS | 07/2018 | Present |
| Advisors Excel | Topeka | KS | 04/2017 | 07/2018 |
| Kansas Insurance Department | Topeka | KS | 04/2013 | 03/2017 |
| Ae Financial Services, Llc | Topeka | KS | 05/2019 | Present |
1.) NAME: AE WEALTH MANAGEMENT; INV RELATED:YES; ADDRESS:2950 SW McCLURE ROAD, TOPEKA, KS 66614; NATURE: RIA; POSITION: Associated Person; START DATE:07/01/2018; HOURS/MONTH:160; TRADING HOURS/MONTH: 160 2.) AE FINANCIAL SERVICES, LLC POSITION: ASSOCIATED PERSON NATURE: BROKER DEALER INVESTMENT RELATED: YES; NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 05/2019 ADDRESS: 2950 SW MCCLURE ROAD, TOPEKA, KS 66614
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
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