Austin Davis Whitley

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-12-14
TN	RA	APPROVED	2020-07-24

TX RA
APPROVED

Since 2021-12-14
TN RA
APPROVED

Since 2020-07-24

Branch Locations

6410 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Memphis	TN	08/2018	Present
Mississippi State University	Mississippi State	MS	08/2013	08/2018
Morgan Stanley Private Bank, N.A	New York	NY	12/2021	Present

08/2018 → Present

Morgan Stanley

Memphis, TN
08/2013 → 08/2018

Mississippi State University

Mississippi State, MS
12/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-24

S66 Uniform Combined State Law Examination

2020-07-24

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.

NEWSOUTH CAPITAL MANAGEMENT INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

B. RILEY WEALTH ADVISORS, INC.

INDEPENDENT FINANCIAL GROUP, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

Lisa Gail Barker

CHADWICK JACKSON MYERS

MARGARET MCCARVER

DEANNA NICOLE MUSSO

ROBERT BRIAN REECE

MARTY CARLIS GREEN

MONICA BETH WIESEL

CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN

NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN

PRIVATE ADVISOR GROUP, LLC · Memphis, TN

LPL FINANCIAL LLC · MEMPHIS, TN

B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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