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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
FL RA APPROVED 2023-08-04
  • TX RA
    APPROVED
    Since 2023-08-15
  • FL RA
    APPROVED
    Since 2023-08-04

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2018 06/2023
Unemployed New Castle PA 01/2018 07/2018
Veri-Tax Llc Irvine CA 02/2017 12/2017
United Guaranty/Arch Mi Walnut Creek CA 02/2015 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Myers FL 06/2023 Present
Bank Of America N.A. Fort Myers FL 08/2023 Present
  • 08/2018 → 06/2023
    St Louis, MO
  • 01/2018 → 07/2018
    Unemployed
    New Castle, PA
  • 02/2017 → 12/2017
    Veri-Tax Llc
    Irvine, CA
  • 02/2015 → 12/2016
    United Guaranty/Arch Mi
    Walnut Creek, CA
  • 06/2023 → Present
    Fort Myers, FL
  • 08/2023 → Present
    Bank Of America N.A.
    Fort Myers, FL
Previous Registrations
  • 2018-10-05 → 2023-07-18
    New Castle, PA
    St Louis, MO
    New Castle, PA
    New Castle, PA
    Maryland Heights, MO
    New Castle, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-04
  • S66 Uniform Combined State Law Examination
    2018-10-04
Other Names
  • Randy Keslar

View on SEC IAPD

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