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Amy Soo Donk

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
  • CA RA
    APPROVED
    Since 2025-08-25

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cloak & Petal San Diego CA 11/2017 01/2018
Covance San Diego CA 09/2016 09/2017
Red O Restaurant San Diego CA 09/2017 12/2017
Springfield Banquet Center Fullerton CA 02/2014 09/2016
Lpl Financial San Diego CA 12/2017 Present
  • 11/2017 → 01/2018
    Cloak & Petal
    San Diego, CA
  • 09/2016 → 09/2017
    Covance
    San Diego, CA
  • 09/2017 → 12/2017
    Red O Restaurant
    San Diego, CA
  • 02/2014 → 09/2016
    Springfield Banquet Center
    Fullerton, CA
  • 12/2017 → Present
    Lpl Financial
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-23
  • S66 Uniform Combined State Law Examination
    2025-08-23
Other Names
  • Amy Soo

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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