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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-26 |
| TX | RA | APPROVED | 2024-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 07/2018 | 06/2021 |
| Jpmorgan Chase Bank Na | Chicago | IL | 07/2018 | 06/2021 |
| Jpmorgan Chase | Chicago | IL | 06/2017 | 08/2017 |
| Jpmorgan Chase | Chicago | IL | 06/2016 | 08/2017 |
| University Of Alabama | Tuscaloosa | AL | 08/2017 | 06/2018 |
| Ohio University | Athens | OH | 08/2013 | 06/2017 |
| Bishop Racing | Chicago | IL | 05/2019 | 04/2022 |
| Jpmorgan Chase Bank Na | Denver | CO | 07/2021 | Present |
| Jpmorgan Securities Llc | Denver | CO | 07/2021 | Present |
Entity Name: A Second Wind - DJ Investment related: N Address: N/A Nature of the other business: DJ Position/Title/Relationship: Employee/Contractor Start Date: 12/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I occasionally DJ at night clubs and have a paid event coming up in December that I want to disclose.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-13 |
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