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Kevin Nguyen

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-26
  • CA RA
    APPROVED
    Since 2025-08-26

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 11/2017 Present
Global Cash Card Irvine CA 04/2017 10/2017
Loanleaders Of America Irvine CA 11/2016 04/2017
Avocado Cafe Irvine CA 06/2014 10/2016
  • 11/2017 → Present
    Lpl Financial
    San Diego, CA
  • 04/2017 → 10/2017
    Global Cash Card
    Irvine, CA
  • 11/2016 → 04/2017
    Loanleaders Of America
    Irvine, CA
  • 06/2014 → 10/2016
    Avocado Cafe
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-26
  • S66 Uniform Combined State Law Examination
    2025-08-26
Other Names
  • Kevin Nguyen
  • Kevin Duc Nguyen

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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