Kevin Nguyen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial
  San Diego, CA
• 04/2017 → 10/2017
  Global Cash Card
  Irvine, CA
• 11/2016 → 04/2017
  Loanleaders Of America
  Irvine, CA
• 06/2014 → 10/2016
  Avocado Cafe
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-08-26

Other Names

• Kevin Nguyen
• Kevin Duc Nguyen