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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-01-19 |
Branch Locations
1101 Mcmurtrie Dr. Suite A1, Huntsville, AL 35806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 06/2018 | 05/2021 |
| Remington Outdoor Company | Huntsville | AL | 04/2016 | 06/2018 |
| Woodbury Financial Services Inc | Huntsville | AL | 05/2021 | 01/2024 |
| Osaic Wealth, Inc. | Huntsville | AL | 01/2024 | Present |
1) ALABAMA ICE, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021 ADDRESS: 111 Oldenburg Dr, Killen AL 35645, United States DESCRIPTION: The LLC plans to own and operate Ice Vending machines. Duties would include maintenance and customer service (when needed). 2) BENEFIT ADVISORY GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/17/2021 ADDRESS: 1101 McMurtrie Dr., Suite A1, Huntsville AL 35806, United States DESCRIPTION: Financial Advisor for Benefit Advisory Group clearing through Osaic Wealth 3) INSURANCE POSITION: Licensed Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/17/2021 ADDRESS: 1101 McMurtrie Dr., Suite A1, Huntsville AL 35806, United States DESCRIPTION: I am a licensed insurance agent through the state of Alabama.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-22 |
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