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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-01-19
  • AL RA
    APPROVED
    Since 2024-01-19

Branch Locations

1101 Mcmurtrie Dr. Suite A1, Huntsville, AL 35806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Huntsville AL 06/2018 05/2021
Remington Outdoor Company Huntsville AL 04/2016 06/2018
Woodbury Financial Services Inc Huntsville AL 05/2021 01/2024
Osaic Wealth, Inc. Huntsville AL 01/2024 Present
Previous Registrations
  • 2021-05-14 → 2024-01-19
    Woodbury Financial Services, Inc.
    College Grove, TN
    Huntsville, AL
    Huntsville, AL
  • 2018-10-22 → 2021-05-17
    Huntsville, AL
Other Businesses

1) ALABAMA ICE, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021 ADDRESS: 111 Oldenburg Dr, Killen AL 35645, United States DESCRIPTION: The LLC plans to own and operate Ice Vending machines. Duties would include maintenance and customer service (when needed). 2) BENEFIT ADVISORY GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/17/2021 ADDRESS: 1101 McMurtrie Dr., Suite A1, Huntsville AL 35806, United States DESCRIPTION: Financial Advisor for Benefit Advisory Group clearing through Osaic Wealth 3) INSURANCE POSITION: Licensed Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/17/2021 ADDRESS: 1101 McMurtrie Dr., Suite A1, Huntsville AL 35806, United States DESCRIPTION: I am a licensed insurance agent through the state of Alabama.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2018-10-22
Other Names
  • Landon Cole
  • Tirey Cole

View on SEC IAPD

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