Best Investors Account Sign in

Neil Shitut

Ubs Financial Services Inc.

Clayton, MO

Chicago, IL

Wilkes-Barre, PA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-15
MO RA APPROVED 2020-12-14
PA RA APPROVED 2020-12-14
  • IL RA
    APPROVED
    Since 2022-02-15
  • MO RA
    APPROVED
    Since 2020-12-14
  • PA RA
    APPROVED
    Since 2020-12-14

Branch Locations

8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States

One North Wacker Drive Suite 3700, Chicago, IL 60606 • United States

Wilkes-Barre, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Philadelphia PA 06/2018 Present
University Of Scranton Scranton PA 08/2017 05/2018
Axa Equitable New York NY 06/2017 08/2017
University Of Scranton - Penns Scranton PA 08/2014 05/2018
University Of Scranton Scranton PA 06/2014 06/2017
Ubs Financial Services Inc. Boulevard MO 09/2020 Present
  • 06/2018 → Present
    Goldman Sachs & Co. Llc
    Philadelphia, PA
  • 08/2017 → 05/2018
    University Of Scranton
    Scranton, PA
  • 06/2017 → 08/2017
    Axa Equitable
    New York, NY
  • 08/2014 → 05/2018
    University Of Scranton - Penns
    Scranton, PA
  • 06/2014 → 06/2017
    University Of Scranton
    Scranton, PA
  • 09/2020 → Present
    Ubs Financial Services Inc.
    Boulevard, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
S63 Uniform Securities Agent State Law Examination 2018-07-16
  • S66 Uniform Combined State Law Examination
    2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2018-07-16
Other Names
  • Neil Shitut

View on SEC IAPD

Other Firms

SINNET CAPITAL MANAGEMENT, LLC
PARKSIDE ADVISORS LLC
LPL ENTERPRISE, LLC
SIXTHIRTY VENTURES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
FOCUS PARTNERS WEALTH, LLC
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA
MARGARET MARY FRIEDHOFF
Tyler Allen Bubolz
Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

More in Clayton, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor