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Mackenzie Theresa Cauffiel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-02
TX RA APPROVED 2023-06-02
  • MI RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2023-06-02

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Birmingham MI 07/2018 06/2023
Jpmorgan Chase Bank, N.A. Birmingham MI 07/2018 06/2023
Michigan State University East Lansing MI 08/2014 05/2018
Jpmorgan Chase Bank, N.A. Birmingham MI 05/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 06/2023 Present
Bank Of America, N.A. Bloomfield Hills MI 06/2023 Present
  • 07/2018 → 06/2023
    Jpmorgan Securities Llc
    Birmingham, MI
  • 07/2018 → 06/2023
    Jpmorgan Chase Bank, N.A.
    Birmingham, MI
  • 08/2014 → 05/2018
    Michigan State University
    East Lansing, MI
  • 05/2017 → 08/2017
    Jpmorgan Chase Bank, N.A.
    Birmingham, MI
  • 06/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bloomfield Hills, MI
  • 06/2023 → Present
    Bank Of America, N.A.
    Bloomfield Hills, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S65 Uniform Investment Adviser Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Other Names
  • Mackenzie Proper
  • Mackenzie Theresa Proper
  • Mackenzie T Proper

View on SEC IAPD

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Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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