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Alison Roddy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-23
MD RA APPROVED 2019-03-29
  • TX RA
    APPROVED
    Since 2022-11-23
  • MD RA
    APPROVED
    Since 2019-03-29

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Columbia MD 06/2018 11/2018
Newday Usa Fulton MD 01/2018 04/2018
Five Oaks Swim Club Catonsville MD 06/2017 07/2017
Mary Kay Inc. Towson MD 08/2016 06/2018
Towson University Towson MD 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 03/2019 Present
Unemployed Baltimore MD 11/2018 03/2019
Bank Of America, N.A. Baltimore MD 04/2019 Present
  • 06/2018 → 11/2018
    Td Ameritrade
    Columbia, MD
  • 01/2018 → 04/2018
    Newday Usa
    Fulton, MD
  • 06/2017 → 07/2017
    Five Oaks Swim Club
    Catonsville, MD
  • 08/2016 → 06/2018
    Mary Kay Inc.
    Towson, MD
  • 08/2014 → 05/2018
    Towson University
    Towson, MD
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Baltimore, MD
  • 11/2018 → 03/2019
    Unemployed
    Baltimore, MD
  • 04/2019 → Present
    Bank Of America, N.A.
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-28
  • S66 Uniform Combined State Law Examination
    2019-01-28
Other Names
  • Aly Profeta
  • Alison Margaret Profeta
  • Alison Profeta
  • Alison Roddy

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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