Stephanie Jo Lyles

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-03-22

IA RA
APPROVED

Since 2021-03-22

Branch Locations

7 North Federal Street, Mason City, IA 50401-3318 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Financial Group	Mason City	IA	05/2017	06/2018
Mason City Clinic	Mason City	IA	03/2016	05/2017
Stifel, Nicolaus & Company, Incorporated	Mason City	IA	06/2018	Present

05/2017 → 06/2018

Principal Financial Group

Mason City, IA
03/2016 → 05/2017

Mason City Clinic

Mason City, IA
06/2018 → Present

Stifel, Nicolaus & Company, Incorporated

Mason City, IA

Other Businesses

1. Notary; 07/25/2018; 1.00 Hour(s) Per Year; Not Investment Related 2. Mason City Soccer Club; PO Box 831 Mason City IA 50401; Travel Soccer; Board Member; help with registration, voting member; 08/12/2024; 1.00hr/week; Not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-18

S66 Uniform Combined State Law Examination

2021-03-18

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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