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Brian Beggs

Wells Fargo Clearing Services, LLC

Seal Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-26
CA RA APPROVED 2023-05-22
  • TX RA
    APPROVED_RES
    Since 2023-05-26
  • CA RA
    APPROVED
    Since 2023-05-22

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Orange CA 04/2020 10/2020
The Schulten Group Of Wells Fargo Advisors Long Beach CA 06/2018 09/2018
California Polytechnic State University, San Luis Obispo San Luis Obispo CA 09/2016 06/2020
Prudential Insurance Company Of America Orange CA 10/2020 09/2022
Wells Fargo Clearing Services, Llc Seal Beach CA 05/2023 Present
Us Tech Solutions Seal Beach CA 10/2022 04/2023
  • 04/2020 → 10/2020
    Pruco Securities, Llc.
    Orange, CA
  • 06/2018 → 09/2018
    The Schulten Group Of Wells Fargo Advisors
    Long Beach, CA
  • 09/2016 → 06/2020
    California Polytechnic State University, San Luis Obispo
    San Luis Obispo, CA
  • 10/2020 → 09/2022
    Prudential Insurance Company Of America
    Orange, CA
  • 05/2023 → Present
    Wells Fargo Clearing Services, Llc
    Seal Beach, CA
  • 10/2022 → 04/2023
    Us Tech Solutions
    Seal Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2020-09-23
Other Names
  • Brian Beggs
  • Brian Kawika Beggs

View on SEC IAPD

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STEVE MICHAEL NIGOGHOSSIAN
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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA

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