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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-12-01 |
Branch Locations
3024 Sw Wanamaker Rd. Suite 312, Topeka, KS 66614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith, Moore & Co. | Topeka | KS | 01/2024 | 12/2025 |
| Azura Credit Union | Topeka | KS | 09/2022 | 12/2023 |
| Allstate Insurance Company | Topeka | KS | 07/2022 | 09/2022 |
| Keller Williams One Legacy Partners, Llc. | Topeka | KS | 12/2021 | 09/2022 |
| Edward Jones Investments | Topeka | KS | 07/2018 | 03/2022 |
| Slumberland Furniture | Topeka | KS | 09/2019 | 10/2021 |
| Chick-Fil-A | Topeka | KS | 03/2017 | 09/2019 |
| Potter's Hand Christian School | Auburn | KS | 08/2005 | 05/2018 |
| Lpl Enterprise Llc | Topeka | KS | 12/2025 | Present |
1. 11/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Topeka KS - Investment related - OBA Start date: 10/31/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 11/26/2025 -Daniel Allen N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Topeka KS - Investment related - OBA Start date: 10/31/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-19 |
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