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Colin Thomas Bowman

LPl Financial LLC

Denver, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-31
CO RA APPROVED 2025-10-30
  • TX RA
    APPROVED_RES
    Since 2025-10-31
  • CO RA
    APPROVED
    Since 2025-10-30

Branch Locations

4643 S Ulster St, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Centennial CO 06/2018 05/2019
Clear Connections Llc (Verizon Wireless Zone) Brewster NY 03/2018 05/2018
Rivera Toyota Mt. Kisco NY 07/2016 04/2017
Keybank Norwalk CT 05/2017 02/2018
Western Connecticut State University Danbury CT 12/2012 06/2017
Charles Schwab & Co., Inc. Lone Tree CO 05/2019 02/2025
Charles Schwab Bank Ssb Lone Tree CO 04/2023 02/2025
Lpl Financial Llc Denver CO 10/2025 Present
Unemployed Watkins CO 02/2025 10/2025
  • 06/2018 → 05/2019
    Oppenheimerfunds
    Centennial, CO
  • 03/2018 → 05/2018
    Clear Connections Llc (Verizon Wireless Zone)
    Brewster, NY
  • 07/2016 → 04/2017
    Rivera Toyota
    Mt. Kisco, NY
  • 05/2017 → 02/2018
    Keybank
    Norwalk, CT
  • 12/2012 → 06/2017
    Western Connecticut State University
    Danbury, CT
  • 05/2019 → 02/2025
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 04/2023 → 02/2025
    Charles Schwab Bank Ssb
    Lone Tree, CO
  • 10/2025 → Present
    Lpl Financial Llc
    Denver, CO
  • 02/2025 → 10/2025
    Unemployed
    Watkins, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
S63 Uniform Securities Agent State Law Examination 2019-01-29
  • S66 Uniform Combined State Law Examination
    2019-08-05
  • S63 Uniform Securities Agent State Law Examination
    2019-01-29

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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