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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 10/2016 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 06/2018 | 03/2021 |
| Winford Funeral Home | Houston | TX | 01/2016 | 10/2016 |
| Jp Morgan Securities Llc | Midland | TX | 03/2021 | Present |
| Jp Morgan Chase Bank | Midland | TX | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-02 |
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