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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-10 |
| PA | RA | APPROVED | 2024-10-10 |
Branch Locations
1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Brooklyn | NY | 06/2018 | 02/2019 |
| Jpmorgan Chase Bank N.A. | Brooklyn | NY | 04/2016 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 02/2019 | 12/2022 |
| Bank Of America, N.A. | Jersey City | NJ | 02/2019 | 12/2022 |
| Ubs Financial Services Inc | Florham Park | NJ | 12/2022 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 05/2023 | 10/2024 |
| Bank Of America, N.A. | Bridgewater | NJ | 06/2023 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Marlton | NJ | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-12 |
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