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Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
CT RA APPROVED 2024-08-02
  • CA RA
    APPROVED
    Since 2025-05-15
  • CT RA
    APPROVED
    Since 2024-08-02

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments Ltd Carlsbad CA 05/2018 04/2023
Rd Capital Us, Llc San Diego CA 09/2017 Present
Hill Top Security Inc Herndon VA 07/2017 09/2017
Tsang & Associates Artesia CA 06/2016 09/2016
Biola University La Mirada CA 08/2013 05/2017
Sprott Global Resource Investments Ltd Darien CT 05/2023 Present
Sprott Asset Management Usa, Inc. Darien CT 02/2019 Present
  • 05/2018 → 04/2023
    Sprott Global Resource Investments Ltd
    Carlsbad, CA
  • 09/2017 → Present
    Rd Capital Us, Llc
    San Diego, CA
  • 07/2017 → 09/2017
    Hill Top Security Inc
    Herndon, VA
  • 06/2016 → 09/2016
    Tsang & Associates
    Artesia, CA
  • 08/2013 → 05/2017
    Biola University
    La Mirada, CA
  • 05/2023 → Present
    Sprott Global Resource Investments Ltd
    Darien, CT
  • 02/2019 → Present
    Darien, CT
Other Businesses

SPROTT ASSET MANAGEMENT USA INC.; INVESTMENT RELATED, WHOLLY OWNED SUBSIDIARY OF SPROTT U.S. HOLDINGS, INC.; 1910 PALOMAR AIRPORT WAY, SUITE 200, CARLSBAD, CA 92008; SEC REGISTERED INVESTMENT ADVISOR; EFFECTIVE FEB 2019; AROUND 20-25 HOURS DEVOTED MONTHLY; HOURS DEVOTED FLUCTUATE DURING TRADING HOURS AS NEEDED; STRATEGIC PLANNING AND EXECUTION OF ADVISORY SERVICES. RD CAPITAL US LLC; NOT INVESTMENT RELATED, 144 N HOTEL CIRCLE STE 120, SAN DIEGO, CA 92108; HOLDING COMPANY, NO ACTIVE BUSINESS DEALINGS, ADMINISTRATIVE ROLE, EFFECTIVE 9/2017, AVERAGE HOURS/MONTH - 10; NO BUSINESS CONDUCTED DURING TRADING HOURS, CLIENTS NOT INVOLVED IN OBA, FILES WITH STATE REGISTRAR, ENSURES TAXES ARE PAID, ACTS AS AGENT OF PROCESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-01
S63 Uniform Securities Agent State Law Examination 2018-09-28
  • S65 Uniform Investment Adviser Law Examination
    2019-02-01
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28
Other Names
  • Jessica Joy Randhawa

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