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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-01-10 |
Branch Locations
660 Southpointe Court Suite 316, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Mechanicsburg | PA | 07/2018 | 06/2020 |
| Rodan And Fields | San Francisco | CA | 03/2014 | 05/2018 |
| Unemployed | Mechanicsburg | PA | 05/2018 | 07/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2018 | 12/2021 |
| Northwestern Mutual Investment Services, Llc | Louisville | KY | 06/2020 | 09/2022 |
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 09/2022 | Present |
| Sovereign Wealth Strategies Group | Colorado Springs | CO | 09/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Colorado Springs | CO | 01/2023 | Present |
(1)Name of Business: Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Non-variable Insurance Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Obtain quotes for advisor case preparation for life, disability, or long term care insurance planning when appropriate for client planning. (2)Name of Business: Sovereign Wealth Strategies Group Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Chief of Planning / Financial Planner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-12 |
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