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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-10
  • CO RA
    APPROVED
    Since 2023-01-10

Branch Locations

660 Southpointe Court Suite 316, Colorado Springs, CO 80906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Mechanicsburg PA 07/2018 06/2020
Rodan And Fields San Francisco CA 03/2014 05/2018
Unemployed Mechanicsburg PA 05/2018 07/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2018 12/2021
Northwestern Mutual Investment Services, Llc Louisville KY 06/2020 09/2022
Raymond James Financial Services, Inc. Colorado Springs CO 09/2022 Present
Sovereign Wealth Strategies Group Colorado Springs CO 09/2022 Present
Raymond James Financial Services Advisors, Inc Colorado Springs CO 01/2023 Present
  • 07/2018 → 06/2020
    Northwestern Mutual Investment Services Llc
    Mechanicsburg, PA
  • 03/2014 → 05/2018
    Rodan And Fields
    San Francisco, CA
  • 05/2018 → 07/2018
    Unemployed
    Mechanicsburg, PA
  • 10/2018 → 12/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2020 → 09/2022
    Northwestern Mutual Investment Services, Llc
    Louisville, KY
  • 09/2022 → Present
    Raymond James Financial Services, Inc.
    Colorado Springs, CO
  • 09/2022 → Present
    Sovereign Wealth Strategies Group
    Colorado Springs, CO
  • 01/2023 → Present
    Colorado Springs, CO
Other Businesses

(1)Name of Business: Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Non-variable Insurance Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Obtain quotes for advisor case preparation for life, disability, or long term care insurance planning when appropriate for client planning. (2)Name of Business: Sovereign Wealth Strategies Group Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Chief of Planning / Financial Planner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-09-12
  • S63 Uniform Securities Agent State Law Examination
    2018-09-12
Designations
Other Names
  • Amy Marie White
  • Amy Marie White
  • Amy White Crispino

View on SEC IAPD

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