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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-08 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2021 | 11/2021 |
| Charles Schwab Trust Co. | Phoenix | AZ | 01/2019 | 02/2020 |
| Russell Cellular - Verizon Premium Retailer | Tucson | AZ | 12/2015 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 01/2022 | 09/2023 |
| J.P. Morgan Securities Llc | Tempe | AZ | 01/2022 | 09/2023 |
| Unemployed | Phoenix | AZ | 03/2020 | 02/2021 |
| Unemployed | Phoenix | AZ | 12/2021 | 12/2021 |
| The Vanguard Group | Scottsdale | AZ | 03/2021 | 11/2021 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2021 | 04/2021 |
| Charles Schwab & Co. | Phoenix | AZ | 06/2018 | 08/2018 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | Present |
| Unemployed | Phoenix | AZ | 10/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-30 |
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