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Jaimie Van Auten

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Aurora, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

6686 S Parker Rd, Aurora, CO 80016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Centennial CO 04/2016 Present
Wells Fargo Clearing Services, Llc Centennial CO 06/2018 Present
Footers Catering Denver CO 08/2014 12/2016
  • 04/2016 → Present
    Wells Fargo Bank, Na
    Centennial, CO
  • 06/2018 → Present
    Wells Fargo Clearing Services, Llc
    Centennial, CO
  • 08/2014 → 12/2016
    Footers Catering
    Denver, CO
Other Businesses

TRAVEL AGENT TBD; INV RELATED; AURORA, CO; 100% OWNERSHIP; START 07/22/2024; 30 HOURS PER MONTH; 0 HOURS DURING TRADING; TRAVEL AGENT BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-09-29
  • S63 Uniform Securities Agent State Law Examination
    2018-09-29
Other Names
  • Jaimie Auten

View on SEC IAPD

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DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
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LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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