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Anna Rae Larson

Osaic Institutions, Inc.

Grand Forks, ND

CRD 6970623

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-07-22
  • ND RA
    APPROVED
    Since 2021-07-22

Branch Locations

401 Demers Ave, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Grand Forks ND 04/2015 09/2018
Thrivent Investment Management Inc Grand Forks ND 07/2018 06/2021
Thrivent Financial Appleton WI 09/2018 01/2019
Thrivent Financial Appleton WI 01/2019 06/2021
Alerus Grand Forks ND 07/2021 Present
Infinex Investments, Inc. Meriden CT 07/2021 Present
  • 04/2015 → 09/2018
    Thrivent Financial
    Grand Forks, ND
  • 07/2018 → 06/2021
    Grand Forks, ND
  • 09/2018 → 01/2019
    Thrivent Financial
    Appleton, WI
  • 01/2019 → 06/2021
    Thrivent Financial
    Appleton, WI
  • 07/2021 → Present
    Alerus
    Grand Forks, ND
  • 07/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
Other Businesses

1.) PAINT THE TOWN POSITION: Vocalist in a band NATURE: I am the vocalist in a cover band. We get paid to perform at different venues. Our pay varies from show to show depending on a variety of factors including: length, travel, if we provide sound and lights, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 1302 22nd St. NW, East Grand Forks MN 56721, United States DESCRIPTION: I sing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-30
  • S66 Uniform Combined State Law Examination
    2018-10-30
Other Names
  • Anna Rae Larson
  • Anna Rae Tinkham

View on SEC IAPD

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