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Ross Allen Hambleton

Rockefeller Financial LLC

Cincinnati, OH

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-08-09
TX RA APPROVED 2023-01-03
OH RA APPROVED 2022-12-21
  • KY RA
    APPROVED
    Since 2023-08-09
  • TX RA
    APPROVED
    Since 2023-01-03
  • OH RA
    APPROVED
    Since 2022-12-21

Branch Locations

3825 Edwards Road - Suite 630, Cincinnati, OH 45209 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Cincinnati OH 08/2021 Present
Merrill Lynch Cincinnati OH 05/2018 03/2021
Brick Street Bar & Grille Oxford OH 03/2018 05/2018
Oak Hills Swim Club Cincinnati OH 05/2017 08/2017
Hattings Supermarket Cincinnati OH 10/2016 12/2016
Elder High School Cincinnati OH 08/2013 05/2017
Miami University Oxford OH 08/2017 05/2021
  • 08/2021 → Present
    Rockefeller Financial Llc
    Cincinnati, OH
  • 05/2018 → 03/2021
    Merrill Lynch
    Cincinnati, OH
  • 03/2018 → 05/2018
    Brick Street Bar & Grille
    Oxford, OH
  • 05/2017 → 08/2017
    Oak Hills Swim Club
    Cincinnati, OH
  • 10/2016 → 12/2016
    Hattings Supermarket
    Cincinnati, OH
  • 08/2013 → 05/2017
    Elder High School
    Cincinnati, OH
  • 08/2017 → 05/2021
    Miami University
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Other Names
  • Ross Allen Hambleton

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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