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Katherine Alina Ciccimaro

Morgan Stanley

Hunt Valley, MD

CRD 6961755

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-25
MD RA APPROVED 2019-07-09
  • TX RA
    APPROVED_RES
    Since 2021-08-25
  • MD RA
    APPROVED
    Since 2019-07-09

Branch Locations

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Hunt Valley MD 05/2018 06/2019
Brand Builders Middle River MD 03/2018 05/2018
University Of Maryland, Baltimore County Catonsville MD 05/2017 05/2018
Unemployed Middle River MD 08/2016 05/2017
The Prudential Insurance Company Of America Hunt Valley MD 05/2019 06/2019
Morgan Stanley Hunt Valley MD 06/2019 Present
Morgan Stanley Private Bank, N.A New York NY 05/2022 Present
  • 05/2018 → 06/2019
    Hunt Valley, MD
  • 03/2018 → 05/2018
    Brand Builders
    Middle River, MD
  • 05/2017 → 05/2018
    University Of Maryland, Baltimore County
    Catonsville, MD
  • 08/2016 → 05/2017
    Unemployed
    Middle River, MD
  • 05/2019 → 06/2019
    The Prudential Insurance Company Of America
    Hunt Valley, MD
  • 06/2019 → Present
    Hunt Valley, MD
  • 05/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-10
  • S66 Uniform Combined State Law Examination
    2019-04-10
Other Names
  • Katherine Alina Malkowski

View on SEC IAPD

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