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Sean Thomas Humphreys

Envestnet Pmc

Denver, CO

Berwyn, PA

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Current Employers
Envestnet Pmc

1000 Chesterbrook Boulevard , Suite 250, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-04-16
IL RA APPROVED 2019-04-16
  • CO RA
    APPROVED
    Since 2019-04-16
  • IL RA
    APPROVED
    Since 2019-04-16

Branch Locations

1801 California St 23Rd Floor, Denver, CO 80202 • United States

1000 Chesterbrook Boulevard , Suite 250, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Envestnet Asset Management Chicago IL 02/2014 Present
  • 02/2014 → Present
    Envestnet Asset Management
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-16
  • S65 Uniform Investment Adviser Law Examination
    2019-04-16

View on SEC IAPD

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