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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-22 |
| CO | RA | APPROVED | 2025-03-07 |
| NC | RA | APPROVED | 2025-02-05 |
| NY | RA | APPROVED | 2025-02-03 |
| OH | RA | APPROVED | 2025-02-03 |
Branch Locations
9092 Main Street, Clarence, NY 14031 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, Na | Depew | NY | 07/2018 | 06/2020 |
| Hsbc Securities Usa, Inc. | Depew | NY | 08/2018 | 06/2020 |
| Wegmans | Rochester | NY | 08/2012 | 10/2016 |
| St. Bonaventure Admissions | Rochester | NY | 01/2015 | 05/2018 |
| Brook Lea Country Club | Rochester | NY | 05/2016 | 07/2018 |
| Hsbc | Buffalo | NY | 06/2017 | 08/2017 |
| Lincoln Investment | Fort Washington | PA | 07/2020 | 02/2022 |
| Cadaret, Grant & Co., Inc. | Clarence | NY | 02/2022 | Present |
1) FIRST LINE BREWING, POSITION: Bartender, making drinks and serving food 2) Emerling Floss Murphy & Associates LLC, Life Insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-14 |
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