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Lucie Roxanne Gabriel Lortz

Charles Schwab & Co., Inc.

Carmel, IN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-04
  • IN RA
    APPROVED
    Since 2025-11-04

Branch Locations

2375 East 116Th Street, Carmel, IN 46032-3281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2018 09/2020
Lhp Engineering Solutions Columbus IN 07/2017 06/2019
Ann Taylor Inc. Edinburgh IN 06/2017 08/2018
Bar-Cons Fcu Columbus IN 09/2016 07/2017
G.H. Bass Edinburgh IN 06/2016 11/2017
American Eagle Outfitters Edinburgh IN 08/2015 06/2017
Charles Schwab & Co., Inc. Carmel IN 11/2020 Present
Fence Boss Llc Edinburgh IN 07/2020 10/2020
Charles Schwab Wealth Advisory Inc Indianapolis IN 12/2022 11/2025
Charles Schwab Bank Carmel IN 11/2025 Present
  • 06/2018 → 09/2020
    Edward Jones
    St Louis, MO
  • 07/2017 → 06/2019
    Lhp Engineering Solutions
    Columbus, IN
  • 06/2017 → 08/2018
    Ann Taylor Inc.
    Edinburgh, IN
  • 09/2016 → 07/2017
    Bar-Cons Fcu
    Columbus, IN
  • 06/2016 → 11/2017
    G.H. Bass
    Edinburgh, IN
  • 08/2015 → 06/2017
    American Eagle Outfitters
    Edinburgh, IN
  • 11/2020 → Present
    Charles Schwab & Co., Inc.
    Carmel, IN
  • 07/2020 → 10/2020
    Fence Boss Llc
    Edinburgh, IN
  • 12/2022 → 11/2025
    Charles Schwab Wealth Advisory Inc
    Indianapolis, IN
  • 11/2025 → Present
    Charles Schwab Bank
    Carmel, IN
Previous Registrations
  • 2023-03-02 → 2025-11-04
    Schwab Wealth Advisory, Inc.
    Indianapolis, IN
  • 2019-05-28 → 2020-09-25
    Edward Jones
    Flatrock, IN
    St Louis, MO
    Flatrock, IN
    St Louis, MO
    Tempe, AZ
    Maryland Hieghts, MO
    Maryland Heights, MO
    Indianapolis, IN
    Shelbyville, IN
Other Businesses

1) InstaCart | Investment Related:No|1325 J Street, Suite 1550|Sacramento|CA|95814|USA|Personal/Household Services|Personal Shopping|4/26/2021|Less than 20|0|Shopping for groceries and delivery them, 2) American Legion Fishers Post 470 | Investment Related:No|9091 E 126th St|Fishers|IN|46038|Untied States|Restaurant/Food Services|Volunteer Bartender|2/27/2026|Less than 20|0|Serving Drinks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-23
  • S66 Uniform Combined State Law Examination
    2019-05-23
Designations
Other Names
  • Lucie Lortz
  • Lucie Roxanne Gabriel Lortz
  • Lucie Roxanne Gabriel-Lortz

View on SEC IAPD

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TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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