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Michelle Ashley Kraus

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Jackson, NJ

CRD 6959071

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-29
  • NJ RA
    APPROVED
    Since 2022-08-29

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

2115 W County Line Rd, Jackson, NJ 08527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Wall NJ 11/2015 12/2020
Santander Securities, Llc Dorchester MA 05/2018 12/2020
Wells Fargo Clearing Services, Llc Jackson NJ 05/2022 Present
Wells Fargo Bank, Na Jackson NJ 05/2022 Present
Lisa Patchell, State Farm Agent Manahawkin NJ 10/2021 05/2022
Unemployed Manahawkin NJ 12/2020 10/2021
  • 11/2015 → 12/2020
    Santander Bank, Na
    Wall, NJ
  • 05/2018 → 12/2020
    Santander Securities, Llc
    Dorchester, MA
  • 05/2022 → Present
    Wells Fargo Clearing Services, Llc
    Jackson, NJ
  • 05/2022 → Present
    Wells Fargo Bank, Na
    Jackson, NJ
  • 10/2021 → 05/2022
    Lisa Patchell, State Farm Agent
    Manahawkin, NJ
  • 12/2020 → 10/2021
    Unemployed
    Manahawkin, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
S63 Uniform Securities Agent State Law Examination 2018-07-19
  • S66 Uniform Combined State Law Examination
    2022-08-25
  • S63 Uniform Securities Agent State Law Examination
    2018-07-19
Other Names
  • Michelle Kraus
  • Michelle A Kraus

View on SEC IAPD

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