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Christopher Reed Conn

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-02
  • CA RA
    APPROVED
    Since 2026-07-02

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Security Consulting El Cajon CA 02/2024 12/2024
Colonial Life San Diego CA 11/2022 02/2024
Alex Brown San Francisco CA 06/2018 08/2018
Lpl Financial Llc San Diego CA 11/2025 Present
Piedmont High School Piedmont CA 10/2015 06/2017
University Of Colorado Boulder Boulder CO 08/2017 05/2022
Unemployed San Diego CA 01/2025 11/2025
Unemployed San Diego CA 05/2022 11/2022
  • 02/2024 → 12/2024
    Asset Security Consulting
    El Cajon, CA
  • 11/2022 → 02/2024
    Colonial Life
    San Diego, CA
  • 06/2018 → 08/2018
    Alex Brown
    San Francisco, CA
  • 11/2025 → Present
    Lpl Financial Llc
    San Diego, CA
  • 10/2015 → 06/2017
    Piedmont High School
    Piedmont, CA
  • 08/2017 → 05/2022
    University Of Colorado Boulder
    Boulder, CO
  • 01/2025 → 11/2025
    Unemployed
    San Diego, CA
  • 05/2022 → 11/2022
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
  • S66 Uniform Combined State Law Examination
    2026-07-02
Other Names
  • Christopher Reed Conn
  • Christopher Conn

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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