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Katrina Ridgeway

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-16
TN RA APPROVED 2022-09-01
  • TX RA
    APPROVED
    Since 2023-06-16
  • TN RA
    APPROVED
    Since 2022-09-01

Branch Locations

5855 & 5851 Ridge Bend Rd, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benchmark Wealth Management Memphis TN 06/2018 Present
First South Credit Union Memphis TN 01/2014 06/2018
Lpl Financial Llc Memphis TN 05/2018 03/2022
Lpl Financial Llc Memphis TN 03/2022 Present
  • 06/2018 → Present
    Benchmark Wealth Management
    Memphis, TN
  • 01/2014 → 06/2018
    First South Credit Union
    Memphis, TN
  • 05/2018 → 03/2022
    Lpl Financial Llc
    Memphis, TN
  • 03/2022 → Present
    Lpl Financial Llc
    Memphis, TN
Other Businesses

1) 3/2022- Benchmark Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Memphis, TN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2022-08-29
Other Names
  • Katrina Hicks
  • Katrina Hicks Ridgeway

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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