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Shivam Shah

Strategic Advisers LLC

West Hartford, CT

Newington, CT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211 • United States

Newington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 06/2018 09/2022
Mml Investors Services, Llc Springfield MA 06/2018 09/2022
1001 Arabian Nights West Hartford CT 01/2016 12/2016
Uconn Storrs CT 01/2017 10/2017
British Venture Capital Association London 10/2017 12/2017
Uconn Storrs CT 01/2018 03/2018
Fidelity Investments West Hartford CT 09/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2018 → 09/2022
    Massmutual
    Springfield, MA
  • 06/2018 → 09/2022
    Mml Investors Services, Llc
    Springfield, MA
  • 01/2016 → 12/2016
    1001 Arabian Nights
    West Hartford, CT
  • 01/2017 → 10/2017
    Uconn
    Storrs, CT
  • 10/2017 → 12/2017
    British Venture Capital Association
    London
  • 01/2018 → 03/2018
    Uconn
    Storrs, CT
  • 09/2022 → Present
    Fidelity Investments
    West Hartford, CT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-04-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
S63 Uniform Securities Agent State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2022-12-30
  • S63 Uniform Securities Agent State Law Examination
    2022-05-16

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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