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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-14
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2023-11-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-10-02

Branch Locations

6245 Sheridan Dr, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsville NY 06/2020 Present
Xavier University Cincinnati OH 08/2016 05/2020
The Bon Ton Stores Clarence NY 11/2015 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsville NY 05/2018 07/2018
Allstate Tonawanda NY 05/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsville NY 05/2019 08/2019
Xavier University Cincinnati OH 08/2019 05/2020
Bank Of America, N.A. Williamsville NY 09/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-01
  • S66 Uniform Combined State Law Examination
    2020-10-01

View on SEC IAPD

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