Michael Brent Frost

Current Employers

Employment History

• 05/2011 → Present
  Heritage Wealth Management, Llc
  Phoenix, AZ
• 06/2013 → Present
  Captivated Financial Group
  Phoenix, AZ
• 05/2017 → 02/2018
  Juncture Wealth Strategies, Llc
  Scottsdale, AZ
• 04/2018 → Present
  Heritage Family Offices, Llp
  Phoenix, AZ

Previous Registrations

• 2017-06-27 → 2024-03-05
  Heritage Wealth Management, Llc
  Phoenix, AZ
• 2023-02-03 → 2023-12-31
  Heritage Family Offices, Llp
  Scottsdale, AZ
• 2017-07-24 → 2018-08-02
  Juncture Wealth Strategies, Llc
  Scottsdale, AZ
• 2011-07-07 → 2017-08-18
  Heritage Wealth Management, Llc
  Phoenix, AZ
• 2010-01-19 → 2011-06-20
  Empowerment Financial Group
  Scottsdale, AZ
• 2007-09-11 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 2007-01-08 → 2007-09-07
  Wells Fargo Investments, Llc
  Carefree, AZ
  Scottsdale, AZ

Other Businesses

MICHAEL BRENT FROST IS A LICENSED INSURANCE AGENT IN THE STATE OF ARIZONA AND THE OWNER OF FROST & ASSOCIATES, LLC AN INSURANCE AGENCY. MR. FROST IS ALSO THE CO-OWNER AND CIO OF CAPTIVATED FINANCIAL GROUP, LLC, AN INVESTMENT-RELATED BUSINESS, TO WHICH HE DEVOTES APPROXIMATELY 20 HOURS PER MONTH. MICHAEL BRENT FROST IS ALSO THE MANAGER OF FROST & FROST, LLC (A RESIDENTIAL RENTAL PROPERTY AND REAL ESTATE COMPANY), FROM TIME TO TIME, HE MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. ANF ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT, INCLUDING THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF ANF IN THE INDIVIDUAL'S OUTSIDE CAPACITIES.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-02

Other Names

• Michael Brent Frost
• Michael B Frost