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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-08
CO RA APPROVED 2018-09-04
  • TX RA
    APPROVED_RES
    Since 2023-12-08
  • CO RA
    APPROVED
    Since 2018-09-04

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

260 W 136Th Ave, Westminster, CO 80234 • United States

7375 W 52Nd Ave, Arvada, CO 80002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Broomfield CO 05/2016 Present
Wells Fargo Clearing Services, Llc Broomfield CO 05/2018 Present
Other Businesses

REDLION LLC, INV RELATED, CHEYENNE, WY, 100% OWNERSHIP WITH SPOUSE, START 8/7/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOSPITATLITY INVESTMENT HOTEL. COLOCADO LLC, INV RELATED, WESTMINSTER, CO, 100% OWNERSHIP WITH SPOUSE, START 7/1/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL AND COMMERCIAL INVESTMENT. RENTAL PROPERTY, INV RELATED, BROOMFIELD, CO, 100% OWNERSHIP WITH SPOUSE, START 7/1/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, BROOMFIELD, CO, 100% OWNERSHIP WITH SPOUSE, START 7/1/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY; INV RELATED; BROOMFIELD, CO; 100% OWNERSHIP WITH SPOUSE; START 8/27/2021; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; OWNER. RENTAL PROPERTY, INV RELATED BROOMFIELD, CO, 100% OWNERSHIP WITH SPOUSE, START 9/29/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED BROOMFIELD, CO, 100% OWNERSHIP WITH SPOUSE, START 9/9/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, CHEYENNE, WY, 50% OWNERSHIP, START DATE: 7/10/23, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. DENVERDASH HOTELS LLC; INV RELATED; WESTMINSTER, CO; 50% OWNERSHIP WITH SPOUSE; START 03/01/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING. DUTIES: NONE. SAIRAM AIRPORT LLC; INV RELATED; LOVELAND, CO; 25% OWNERSHIP WITH SPOUSE; START 06/30/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; PARTIAL HOTEL OWNERSHIP. SAIRAM AIRPORT NORTHGLENN LLC; INV RELATED; WESTMINSTER. CO; 10% OWNERSHIP; START 04/18/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLDS HOTEL PROPERTY. SAIRAM NORTHGLENN LLC, INV RELATED, WESTMINSTER, CO, 23% OWNERSHIP, START 8/30/24, 1 HR PER MONTH, 0 HRS DURING TRADING, DBA LAQUINTA INN BY WYNDHAM; MARUTI HOSPITALITY LLC DBA THE LAQUINTA HOTEL; INV RELATED;WESTMINSTER,CO; ;50% OWNERSHIP; ; START DATE: 07/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04
Other Names
  • Swati Mahapatra

View on SEC IAPD

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