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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-31 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
19 British American Blvd East, Latham, NY 12110 • United States
Albany, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Latham | NY | 05/2018 | 08/2018 |
| Siena College | Loudonville | NY | 01/2017 | 01/2019 |
| Us Soccer Referee Youth & College | Albany | NY | 01/2009 | Present |
| Foresters Financial Services | Albany | NY | 09/2018 | 01/2019 |
| Private Real Estate Lending | Albany | NY | 06/2018 | 12/2018 |
| Foresters Financial Services | Latham | NY | 01/2019 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Latham | NY | 08/2019 | Present |
1) PAULA LANGDON TRUST FBO DEBORAH CROCKER. TRUSTEE TO OVERSEE FAMILY TRUST. 2)US SOCCER FEDERATION. OFFICIATING 3) EASTERN BOARD OF APPROVED SOCCER OFFICIALS. VOTING MEMBER OF EXECUTIVE COMMITTEE. 2) CAPITAL DISTRICT REFEREE ASSOCIATION, VOTING MEMBER OF EXECUTIVE COMMITTEE, 1/HR/WK; CROCKER CAPITAL HOLDINGS LLC, PRESIDENT & CEO, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-07 |
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