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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-18
NY RA APPROVED 2024-02-29
  • TX RA
    APPROVED
    Since 2024-03-18
  • NY RA
    APPROVED
    Since 2024-02-29

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Siena College Latham NY 09/2013 05/2017
Devoe's Rainbow Orchard Halfmoon NY 04/2011 10/2017
Sefcu Mortgage Services Albany NY 05/2015 08/2017
Sefcu Mortgage Services Albany NY 08/2017 05/2018
State Employee Federal Credit Union Albany NY 05/2018 11/2019
Catholic Central Hs Troy NY 09/2007 06/2018
Lpl Financial Llc Albany NY 07/2018 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 03/2022 Present
Commercial Lending Advisors Albany NY 12/2019 03/2022
  • 09/2013 → 05/2017
    Siena College
    Latham, NY
  • 04/2011 → 10/2017
    Devoe's Rainbow Orchard
    Halfmoon, NY
  • 05/2015 → 08/2017
    Sefcu Mortgage Services
    Albany, NY
  • 08/2017 → 05/2018
    Sefcu Mortgage Services
    Albany, NY
  • 05/2018 → 11/2019
    State Employee Federal Credit Union
    Albany, NY
  • 09/2007 → 06/2018
    Catholic Central Hs
    Troy, NY
  • 07/2018 → 12/2019
    Albany, NY
  • 03/2022 → Present
    Latham, NY
  • 12/2019 → 03/2022
    Commercial Lending Advisors
    Albany, NY
Previous Registrations
Other Businesses

I*1839266, Entity Type,For Profit Name of OBA: DeVoe's Rainbow DelightAdress,Clifton Park,NY,12065 Investment Related: noPosition, Title, Association:EmployeeEmployee Start Date: 05/21/2024No Hours: 2 WEEKLYNo Hours during trading:0 Duties:Help customers and take orders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-31
  • S66 Uniform Combined State Law Examination
    2024-01-31
Other Names
  • Carly Michelle Cuomo
  • Carly M Cuomo

View on SEC IAPD

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