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Romany Blanca Pinto De La Paz

Ubs Financial Services Inc.

Bakersfield, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-20
  • CA RA
    APPROVED
    Since 2025-12-20

Branch Locations

9201 Camino Media Suite 230, Bakersfield, CA 93311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bakersfield CA 05/2018 Present
El Jacalito Mexican Restaurant Bakersfield CA 04/2015 12/2016
Kern County Administrative Office Bakersfield CA 06/2017 12/2017
Student Bakersfield CA 01/2017 06/2017
Student Bakersfield CA 01/2018 05/2018
  • 05/2018 → Present
    Ubs Financial Services Inc
    Bakersfield, CA
  • 04/2015 → 12/2016
    El Jacalito Mexican Restaurant
    Bakersfield, CA
  • 06/2017 → 12/2017
    Kern County Administrative Office
    Bakersfield, CA
  • 01/2017 → 06/2017
    Student
    Bakersfield, CA
  • 01/2018 → 05/2018
    Student
    Bakersfield, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-20
  • S66 Uniform Combined State Law Examination
    2025-12-20

View on SEC IAPD

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Other Offices

WOODWARD DIVERSIFIED CAPITAL, LLC · BAKERSFIELD, CA
HOWARD FINANCIAL · BAKERSFIELD, CA
SIERRA CAPITAL MANAGEMENT · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · Bakersfield, CA
PARK AVENUE SECURITIES LLC · BAKERSFIELD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bakersfield, CA
WELLS FARGO CLEARING SERVICES, LLC · BAKERSFIELD, CA

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