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Eric Michael Ziegler

Ameriprise Financial Services, LLC

Minneapolis, MN

Fridley, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
MN RA APPROVED 2020-08-06
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • MN RA
    APPROVED
    Since 2020-08-06

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Fridley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 05/2018 03/2020
Gamestop Woodbury MN 02/2018 05/2018
Gamestop Duluth MN 07/2011 01/2018
Unniversity Of Minnesota Duluth Duluth MN 09/2009 12/2017
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 05/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2018 → 05/2018
    Gamestop
    Woodbury, MN
  • 07/2011 → 01/2018
    Gamestop
    Duluth, MN
  • 09/2009 → 12/2017
    Unniversity Of Minnesota Duluth
    Duluth, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-25
S63 Uniform Securities Agent State Law Examination 2018-07-12
  • S65 Uniform Investment Adviser Law Examination
    2020-07-25
  • S63 Uniform Securities Agent State Law Examination
    2018-07-12

View on SEC IAPD

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