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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-01 |
| MN | RA | APPROVED | 2024-07-31 |
Branch Locations
241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Credit Union | Seattle | WA | 05/2018 | 05/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2018 | 05/2019 |
| Lawrence University | Appleton | WI | 09/2013 | 07/2017 |
| Us Bancorp | Seattle | WA | 11/2017 | 05/2018 |
| Puget Consumers Co-Op | Seattle | WA | 10/2017 | 11/2017 |
| Charles Schwab & Co., Inc. | Edina | MN | 06/2019 | 01/2021 |
| Charles Schwab Bank | Edina | MN | 06/2019 | 01/2021 |
| Brighton Jones | Minneapolis | MN | 01/2021 | 11/2022 |
| Charles Schwab & Co., Inc. | Edina | MN | 01/2023 | 06/2024 |
| Charles Schwab Bank, Ssb | Edina | MN | 01/2023 | 06/2024 |
| Jpmorgan Chase Bank, N.A. | Minneapolis | MN | 07/2024 | Present |
| J.P. Morgan Securities Llc | Minneapolis | MN | 07/2024 | Present |
| Ups | Highland Park | IL | 11/2016 | 01/2017 |
| Ravinia Festival Association | Highland Park | IL | 08/2012 | 06/2022 |
| Unemployed | Minneapolis | MN | 12/2022 | 12/2022 |
| Pelva | St. Paul | DE | 10/2024 | 10/2024 |
| Turnsignl | Minneapolis | MN | 10/2024 | Present |
Entity Name: TurnSignl Investment related: No "Address: 34 13th Ave NE Suite 104A, Minneapolis, MN 55413 turnsignl.com" Nature of the other business: Drivers Roadside Service Position/Title/Relationship: Owner/Partner Start Date: 10/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investor. No role outside of personal capital commitment. This company has previously received financing from Groove Capital.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-23 |
| S66 | Uniform Combined State Law Examination | 2018-12-06 |
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