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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2017 | 10/2018 |
| Saturne Tax & Accounting Services | Brockton | MA | 01/2015 | 02/2017 |
| Mutual Of Omaha | Brantree | MA | 04/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 11/2018 | Present |
| Babson College | Wellesley | MA | 01/2015 | 12/2016 |
| Bank Of America, N.A. | Boston | MA | 12/2018 | Present |
I*7443 For profit or not for profit: Name of outside business organization: Multi-Family Rental Property Investment related: Address of business: Hyde Park, Massachusetts 02136 Nature of business: , Position, title, association: , Start date of relationship: 5/31/2013 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-25 |
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