Mario Encarnacion

1005 Douglas Pike, Smithfiled, RI 02917 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-08-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Providence	RI	09/2021	10/2022
J.P. Morgan Securities Llc	Providence	RI	09/2021	10/2022
Bank Of America	Providence	RI	12/2018	08/2021
Asking Staff	Warwick	RI	05/2018	06/2018
Santander Bank	Warwick	RI	10/2015	01/2018
Unemployed	Providence	RI	02/2018	04/2018
Unemployed	Providence	RI	06/2018	12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cranston	RI	11/2022	07/2026
Bank Of America, N.A.	Cranston	RI	11/2022	07/2026
Ncu Investment Solutions	Smithfield	RI	08/2026	Present

09/2021 → 10/2022

Jpmorgan Chase Bank, N.A.

Providence, RI
09/2021 → 10/2022

J.P. Morgan Securities Llc

Providence, RI
12/2018 → 08/2021

Bank Of America

Providence, RI
05/2018 → 06/2018

Asking Staff

Warwick, RI
10/2015 → 01/2018

Santander Bank

Warwick, RI
02/2018 → 04/2018

Unemployed

Providence, RI
06/2018 → 12/2018

Unemployed

Providence, RI
11/2022 → 07/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cranston, RI
11/2022 → 07/2026

Bank Of America, N.A.

Cranston, RI
08/2026 → Present

Ncu Investment Solutions

Smithfield, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-24
S63	Uniform Securities Agent State Law Examination	2021-11-29

Other Firms