Mario Encarnacion

Employer firm

Ncu Investment Solutions CRD 134804

$108M regulatory AUM 70 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2021 → 10/2022
  Jpmorgan Chase Bank, N.A.
  Providence, RI
• 09/2021 → 10/2022
  J.P. Morgan Securities Llc
  Providence, RI
• 12/2018 → 08/2021
  Bank Of America
  Providence, RI
• 05/2018 → 06/2018
  Asking Staff
  Warwick, RI
• 10/2015 → 01/2018
  Santander Bank
  Warwick, RI
• 02/2018 → 04/2018
  Unemployed
  Providence, RI
• 06/2018 → 12/2018
  Unemployed
  Providence, RI
• 11/2022 → 07/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cranston, RI
• 11/2022 → 07/2026
  Bank Of America, N.A.
  Cranston, RI
• 08/2026 → Present
  Ncu Investment Solutions
  Smithfield, RI

Previous Registrations

• 2023-06-27 → 2026-07-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cranston, RI
  New York, NY
  Woonsocket, RI
  Boston, MA
  North Providence, RI

Exams

• S66 Uniform Combined State Law Examination
  2023-06-24
• S63 Uniform Securities Agent State Law Examination
  2021-11-29