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1005 Douglas Pike, Smithfiled, RI 02917 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | East Providence | RI | 11/2015 | 06/2017 |
| Santander Securities Llc | San Juan | PR | 11/2015 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 10/2017 | 07/2018 |
| Unemployed | Saunderstown | RI | 06/2017 | 10/2017 |
| Bank Of America, N.A. | Providence | RI | 04/2018 | 07/2018 |
| Citizens Securities, Inc. | Barrington | RI | 07/2018 | 03/2021 |
| Cuna Mutual Group | Waverly | IA | 04/2021 | Present |
| Cuna Brokerage Services, Inc | Waverly | IA | 04/2021 | 08/2025 |
| Lpl Financial Llc | Providence | RI | 05/2022 | 08/2025 |
| Ncu Investment Solutions | Smithfield | RI | 09/2025 | Present |
05/18/2022 - No Business Name - Investment Related - Warwick RI 02889 - Real Estate Rental - owner - Start Date - 9/29/2006 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-12 |
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