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Michael P Hogan

Ncu Investment Solutions

Smithfiled, RI

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Current Employers
Ncu Investment Solutions

1005 Douglas Pike, Smithfiled, RI 02917 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-09-08
  • RI RA
    APPROVED
    Since 2025-09-08

Branch Locations

1005 Douglas Pike, Smithfiled, RI 02917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na East Providence RI 11/2015 06/2017
Santander Securities Llc San Juan PR 11/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 10/2017 07/2018
Unemployed Saunderstown RI 06/2017 10/2017
Bank Of America, N.A. Providence RI 04/2018 07/2018
Citizens Securities, Inc. Barrington RI 07/2018 03/2021
Cuna Mutual Group Waverly IA 04/2021 Present
Cuna Brokerage Services, Inc Waverly IA 04/2021 08/2025
Lpl Financial Llc Providence RI 05/2022 08/2025
Ncu Investment Solutions Smithfield RI 09/2025 Present
  • 11/2015 → 06/2017
    Santander Bank Na
    East Providence, RI
  • 11/2015 → 06/2017
    Santander Securities Llc
    San Juan, PR
  • 10/2017 → 07/2018
    Providence, RI
  • 06/2017 → 10/2017
    Unemployed
    Saunderstown, RI
  • 04/2018 → 07/2018
    Bank Of America, N.A.
    Providence, RI
  • 07/2018 → 03/2021
    Barrington, RI
  • 04/2021 → Present
    Cuna Mutual Group
    Waverly, IA
  • 04/2021 → 08/2025
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 05/2022 → 08/2025
    Providence, RI
  • 09/2025 → Present
    Smithfield, RI
Previous Registrations
Other Businesses

05/18/2022 - No Business Name - Investment Related - Warwick RI 02889 - Real Estate Rental - owner - Start Date - 9/29/2006 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-16
S63 Uniform Securities Agent State Law Examination 2003-03-12
  • S66 Uniform Combined State Law Examination
    2018-02-16
  • S63 Uniform Securities Agent State Law Examination
    2003-03-12
Other Names
  • Michael Patrick Hogan
  • Michael Hogan

View on SEC IAPD

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