Best Investors
Account
Sign in
1005 Douglas Pike, Smithfiled, RI 02917 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Providence | RI | 11/2015 | 09/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 11/2015 | 09/2016 |
| Unemployed | Coventry | RI | 09/2016 | 04/2017 |
| Citizens Securities, Inc. | Barrington | RI | 04/2017 | 04/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2018 | 08/2025 |
| Cuna Mutual Group | Waverly | IA | 05/2018 | Present |
| Lpl Financial Llc | Scituate | RI | 05/2022 | 08/2025 |
| Ncu Investment Solutions | Smithfield | RI | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-13 |
Reach out to this advisor