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Russell Albert Botvin

Ncu Investment Solutions

Smithfiled, RI

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Current Employers
Ncu Investment Solutions

1005 Douglas Pike, Smithfiled, RI 02917 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-19
RI RA APPROVED 2026-02-11
  • MA RA
    APPROVED
    Since 2026-02-19
  • RI RA
    APPROVED
    Since 2026-02-11

Branch Locations

1005 Douglas Pike, Smithfiled, RI 02917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 08/2015 12/2025
Ncu Investment Solutions Smithfield RI 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
S63 Uniform Securities Agent State Law Examination 2015-10-23
  • S66 Uniform Combined State Law Examination
    2022-12-19
  • S63 Uniform Securities Agent State Law Examination
    2015-10-23
Other Names
  • Russell A Botvin

View on SEC IAPD

Other Firms

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
STRATEGIC ADVISERS LLC
SANTANDER SECURITIES LLC
COASTAL FINANCIAL PLANNING, INC.
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

REID HARTLEY HANSEN
Michael P Hogan
Jacqueline Sue Prescott
ALEXANDER HUGH CABRAL
OLIVER RANDALL TUTT
ELIZA SIRADZE
Robert Joseph DAmico
Mario Encarnacion

Other Offices

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · SMITHFIELD, RI
STRATEGIC ADVISERS LLC · SMITHFIELD, RI
SANTANDER SECURITIES LLC · Lincoln, RI
COASTAL FINANCIAL PLANNING, INC. · LINCOLN, RI
EAGLE STRATEGIES LLC · SUITE 103 UNIT 4, RI
AMERIPRISE FINANCIAL SERVICES, LLC · Lincoln, RI
COMMONWEALTH FINANCIAL NETWORK · Lincoln, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Lincoln, RI

More in Smithfiled, RI

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