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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
CT RA APPROVED 2023-01-31
  • TX RA
    APPROVED
    Since 2023-02-14
  • CT RA
    APPROVED
    Since 2023-01-31

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Darien CT 09/2021 Present
Providence College Providence RI 08/2017 05/2021
Fairfield College Preparatory School Fairfield CT 08/2013 06/2017
Unemployed Wilton CT 05/2021 09/2021
Bank Of America, N.A. Darien CT 04/2026 Present
  • 09/2021 → Present
    Darien, CT
  • 08/2017 → 05/2021
    Providence College
    Providence, RI
  • 08/2013 → 06/2017
    Fairfield College Preparatory School
    Fairfield, CT
  • 05/2021 → 09/2021
    Unemployed
    Wilton, CT
  • 04/2026 → Present
    Bank Of America, N.A.
    Darien, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-27
  • S66 Uniform Combined State Law Examination
    2023-01-27

View on SEC IAPD

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