Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-01-05
  • HI RA
    APPROVED
    Since 2022-01-05

Branch Locations

733 Bishop St, Honolulu, HI 96813 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Bank Of Canada Ottawa 06/2017 07/2021
Rbc Dominion Securities Ottawa 03/2010 06/2017
Ubs Financial Services Honolulu HI 10/2021 Present
  • 06/2017 → 07/2021
    Royal Bank Of Canada
    Ottawa
  • 03/2010 → 06/2017
    Rbc Dominion Securities
    Ottawa
  • 10/2021 → Present
    Ubs Financial Services
    Honolulu, HI
Other Businesses

1) Name of Business: Harmon Foundation Inc../ Address: 30 Jericho Executive PlazaJerichoNYUnited States./ Investment Related: no./ Nature: private family foundation, grant giving./ Roles: Other- Genealogy Committee Member./ Duty: genealogy and historical research for family foundation./ Start Date: 10/20/2018./ Time Required: no.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-05
  • S66 Uniform Combined State Law Examination
    2022-01-05
Other Names
  • Miriam Donahue Harmon

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor