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Jean Rene Pelletier

Wells Fargo Clearing Services, LLC

Davidson, NC

CRD 7442254

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-06
  • TX RA
    APPROVED
    Since 2022-08-06

Branch Locations

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 09/2021 Present
Digital Intelligence Systems Mclean VA 09/2021 Present
The Home Depot Cornelius NC 03/2020 08/2021
Birkdale G.C.C. Huntersville NC 09/2017 05/2018
Practicon Inc. Greenville NC 08/2014 01/2017
Pelma Llc Huntersville NC 06/2018 02/2020
Pelma Llc Huntersville NC 01/2017 08/2017
  • 09/2021 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 09/2021 → Present
    Digital Intelligence Systems
    Mclean, VA
  • 03/2020 → 08/2021
    The Home Depot
    Cornelius, NC
  • 09/2017 → 05/2018
    Birkdale G.C.C.
    Huntersville, NC
  • 08/2014 → 01/2017
    Practicon Inc.
    Greenville, NC
  • 06/2018 → 02/2020
    Pelma Llc
    Huntersville, NC
  • 01/2017 → 08/2017
    Pelma Llc
    Huntersville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-06
S63 Uniform Securities Agent State Law Examination 2021-10-23
  • S65 Uniform Investment Adviser Law Examination
    2022-08-06
  • S63 Uniform Securities Agent State Law Examination
    2021-10-23
Other Names
  • Jean-Rene Pelletier

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
MERIT FINANCIAL ADVISORS
EDWARD JONES

Nearby Investors

ELIZABETH HEILIGENTHALER
Sara C Heiligenthaler
DAVID WALTER HEILIGENTHALER

Nearby Offices

LPL FINANCIAL LLC · DAVIDSON, NC
LPL FINANCIAL LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC

More in Davidson, NC

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