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W&S Advisory Services, LLC CRD 334683
$5.29M regulatory AUM 6,689 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-24 |
Branch Locations
4100 Edison Lakes Pkwy Suite 330, Mishawaka, IN 46545 • United States
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-09 |
| MI | RA | APPROVED | 2025-10-24 |
| IN | RA | APPROVED | 2025-10-16 |
Branch Locations
4100 Edison Lakes Pkwy Suite 330, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage | Cincinnati | OH | 09/2021 | Present |
| Western And Southern Life | Mishawaka | IN | 06/2021 | Present |
| Unemployed | Granger | IN | 10/2019 | 06/2021 |
| Weigand Construction | South Bend | IN | 09/2019 | 10/2019 |
| Unemployed | Granger | IN | 04/2019 | 09/2019 |
| Truma Corp. | Elkhart | IN | 05/2017 | 04/2019 |
| Waterfurnace Michiana | Berrien Springs | MI | 08/2006 | 05/2017 |
Western & Southern Life-NO-Mishawaka, IN-Full Time Sales Agent///Plastics Reimagined LLC, Niles MI, Partner, LLC created to hold a pending patent, Not securities related, No compensation///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-13 |
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