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Ryan Swank

Commonwealth Financial Network

Battle Creek, MI

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
MI RA APPROVED 2022-07-29
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • MI RA
    APPROVED
    Since 2022-07-29

Branch Locations

395 South Shore Drive Suite 206A, Battle Creek, MI 49014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ups Kalamazoo MI 11/2002 03/2022
Commonwealth Financial Network Battle Creek MI 09/2021 04/2022
Commonwealth Financial Network Waltham MA 04/2022 Present
Other Businesses

1. Fixed insurance sales; as of 12/15/2025; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
  • S66 Uniform Combined State Law Examination
    2022-07-28

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

MICHAEL DAVID OURSLER
Travis Glenn Morse
James E Barber
RENEE JEAN GILES
PAUL ELMER TOWNSEND
MATTHEW JOHN BUIKEMA
Tina Renea Perry
Kristin Lynne Wykoski

Other Offices

JANNEY MONTGOMERY SCOTT LLC · Battle Creek, MI
EDWARD JONES · BATTLE CREEK, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Battle Creek, MI
PNC WEALTH MANAGEMENT LLC · Battle Creek, MI
AMERIPRISE FINANCIAL SERVICES, LLC · BATTLE CREEK, MI
CETERA INVESTMENT ADVISERS LLC · Battle Creek, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, MI
RAYMOND JAMES & ASSOCIATES, INC. · Springfield, MI

More in Battle Creek, MI

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