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Leslie Robertshaw

Rbc Capital Markets, LLC

Rolling Hills, CA

Palos Verdes Estates, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-29
CA RA APPROVED 2022-03-14
  • TX RA
    APPROVED
    Since 2022-04-29
  • CA RA
    APPROVED
    Since 2022-03-14

Branch Locations

608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States

Palos Verdes Estates, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rolling Hills CA 09/2021 Present
Wilshire Associates Santa Monica CA 05/2018 09/2021
Student At University Of Southern California Los Angeles CA 09/2016 05/2018
  • 09/2021 → Present
    Rbc Capital Markets, Llc
    Rolling Hills, CA
  • 05/2018 → 09/2021
    Wilshire Associates
    Santa Monica, CA
  • 09/2016 → 05/2018
    Student At University Of Southern California
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-12
  • S66 Uniform Combined State Law Examination
    2022-03-12

View on SEC IAPD

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